I have a contract to hire opportunity for a Systems Engineer in Hartford, CT for one of our top tier investment banks. This Systems Engineering role will work across systems, cloud, networking, and automation, you'll partner closely with engineering teams and vendors to build smarter, more resilient infrastructure.
The position requires strong hands-on technical expertise and will work in a hybrid environment (Azure & on-prem)
$48-$50/hr
This is 4 days onsite, 1 day remote
*** This position does come with a very generous salary and employee benefits package ***
Responsibilities:
Support the day-to-day operation, monitoring, and maintenance of IT infrastructure, including servers, networks, storage systems, cloud platforms, and enterprise applications.Proactively monitor system performance, availability, and capacity using enterprise monitoring tools; identify and resolve issues before they impact business operations.Respond to and troubleshoot infrastructure incidents, including server, network, storage, and application issues, ensuring timely resolution and minimal disruption.Participate in on-call rotation and after-hours support, responding to critical incidents, outages, and operational escalations as required.Assist in the deployment, configuration, and maintenance of infrastructure technologies across cloud (Azure/AWS) and on-prem environments.Automate operational tasks and workflows using scripting and infrastructure-as-code tools to improve efficiency, reliability, and scalability.Assist in backup, disaster recovery, and business continuity processes, including testing and validation.Analyze system logs, metrics, and alerts to identify root causes and recommend long-term improvements.Contribute to the development and enforcement of operational standards, policies, and best practices.Support identity and access management, including user provisioning, authentication systems, and security controls.Qualifications:
Hands-on experience supporting IT infrastructure in a complex, high-availability environment.Support and maintain identity and access management systems, including Active Directory, Azure AD, MFA, SSO, and privileged access controls.Strong knowledge of operating systems (VMware, Hyper-V) and virtualization technologies.Strong experience with cloud platforms such as Azure, AWS, or GCP (Azure preferred).Familiarity with infrastructure automation and scripting (PowerShell, Python, Bash, Terraform, or similar).Experience with monitoring and observability tools (e.g., Splunk, Datadog, Grafana, ELK, LogicMonitor).Experience with zero trust networking concepts and platforms, including Zscaler (ZIA/ZPA), secure access service edge (SASE), and modern network security architectures.Hands-on experience with enterprise storage platforms, including Dell APEX / Dell EMC storage solutions, along with a solid understanding of backup technologies, replication, and disaster recovery strategies.Understanding of networking fundamentals (TCP/IP, DNS, routing, firewalls, VPNs).Experience with ITSM tools and processes (incident, problem, and change management; ITIL familiarity preferred).Strong troubleshooting skills with the ability to diagnose issues across multiple layers of the technology stack.Ability to prioritize and manage multiple tasks in a fast-paced environment.Strong collaboration and communication skills, with the ability to work effectively with technical and non-technical stakeholders.Demonstrated ability to work independently and take ownership of operational responsibilities4-year college degree preferred (Computer Science, Information Technology, or related field).Lori Sklarski
Senior Technical Recruiter, PRI Technology
Lori.sklarski@pritechnology.com
Direct:(973)-354-2797
Office: 973.732.5454 x27
Cell: 973.432.9968
www.pritechnology.com
www.pritechnology.com
THIS ROLE WILL BE ONSITE 5 DAYS PER WEEK IN DOWNTOWN MANHATTAN.
An award-winning architecture and multi-disciplinary design firm, seeks Finance / Accounting Assistant for a fast-paced environment. Superb Communication and organizational skills required.
Role:
Candidate will work directly with Chief Financial Officer and accounting department and will act as a liaison between Chief Financial Officer, partners, and staff members. Responsibilities will include providing administrative support to Chief Financial Officer with strong sensitivity to confidentiality.
Main responsibilities include:
• Manage inbox and maintain calendar for Chief Financial Officer by drafting responses, flagging urgencies, and ensuring high-priority items receive timely attention with strong sensitivity to confidentiality and timing
• Field phone calls for the Chief Financial Officer
• Complete Chief Financial Officer's weekly timesheet and monthly expense report
• Act as a communication hub for Chief Finance Officer across departments and studios
• Assist with monthly billing meetings as needed
• Manage accounting department's absence requests and timesheet approvals
• Assist with coordination of trainings, events, etc.
Qualifications:
• Bachelor's degree (or other equivalent degree)
• Two + years' relevant work experience in similar roles
• Ability to handle confidential information with discretion and professionalism
• Strong interpersonal skills, communication skills, and organizational skills
• Strong time management skills with a proactive approach to problem-solving and decision-making skills are a must
• Knowledge of accounting/bookkeeping
• Interest in architecture and design is a plus
• Proficiency in Deltek VantagePoint, Microsoft Outlook and Microsoft Teams is preferred
Senior Business Intelligence Developer with MicroStrategy
My name is Bill Stevens, and I have a new full-time Senior Business Intelligence Developer opportunity available for a major firm located in Charlotte, North Carolina that could be of interest to you, please review my specification below. The work week schedule will be hybrid, three days in the office and two days remote.
The ideal candidate should also possess a green card or be of citizenship. No Visa entanglements and no H1-B holding company submittals.
Qualifications:
Bachelor's degree in Information Technology, Computer Science, Electrical Engineering, Electronics Engineering, Computer Engineering, or a related field.
Seven years of experience: building reports and dashboards utilizing MicroStrategy Suite including Architect and Developer tool; Web, Mobile, Office, Command and System Manager; and Object Manager; writing custom SQL queries for report building and data transformations; designing data warehouses using star schema architecture; and building iPad dashboards for data access and monitoring.
The firm will also accept a Master’s degree in any of the above or related fields along with five years of experience in each of the skills set forth above.
This position will be paying a competitive fulltime salary in the range of $100,000 to $115,000 plus a comprehensive benefits package.
The interview process will include an initial phone or virtual interview screening.
Please let me know your interest in this position, availability to interview and start for this position along with a copy of your recent resume.
Read LessPortfolio Project Manager with Insurance or Financial Services Experience
My name is Bill Stevens, and I have a new six month plus contract to hire Portfolio Project Manager opportunity available for a major insurance firm located in Holmdel, New Jersey and Bethlehem, Pennsylvania that could be of interest to you, please review my specification below. The work schedule will be hybrid, three days a week in either of the office locations and two days remote. The choice of onsite work location will be with the candidate, and he / she can work in either of the firm’s office locations closest to their residence.
The ideal candidate should also possess a green card or be of citizenship. No Visa entanglements and no H1-B holding company submittals.
This position pays $75.00 per hour on a w-2 hourly basis or $85.00 per hour on a Corp basis. The Corp rate is for independent contractors only and not third-party firms. No Visa entanglements and no H1-B holding companies.
Responsibilities:
Orchestrate portfolio planning & delivery across business, finance and technology leadership providing data-driven insights for prioritization.
Manage portfolio delivery roadmap aligned to strategic objectives ensuring outcomes are implemented within schedule, financials, and scope.
Manage portfolio spending, forecasting expenses, progress measurement, and audit compliance to Portfolio governance.
Facilitate business case creation and changes in accordance with Enterprise Portfolio management process including capacity assessment & prioritization impacts.
Foster Operational Excellence in portfolio intake through delivery process focusing on continually improving efficiency, driving consistency, and achieving business objectives.
Manage expectations of and influence several diverse stakeholders, through effective communication to accomplish business strategic objectives through portfolio delivery.
Provide guidance to delivery teams on the use and application of portfolio management tools in alignment with enterprise portfolio management guidelines.
Reporting:
As Portfolio Manager you will report to the Head of Enterprise Portfolio who reports to Strategy Planning & Transformation Office under Digital & Technology.
Qualifications:
Master’s Degree or equivalent work experience.
Minimum of ten years of program and portfolio management.
Minimum of five years recent experience leading programs through Agile / SAFe / Iterative / Hybrid methodologies.
Demonstrated an understanding of business line initiatives, and highly specialized working knowledge of program or project management methodologies (e.g., SAFe, agile, waterfall, etc.) and be comfortable working in a complex matrix environment.
Demonstrated experience successfully managing large transformational programs with multiple business and technology stakeholders.
Highly proficient using ServiceNow SPM, JIRA, SharePoint, and other software for project and task management.
Process Improvement methodology experience preferred (e.g., Six Sigma, Lean, Kaizen, SAFe, etc.).
An ability to articulate and clearly communicate complex problems and solutions in a simple and logical manner.
Excellent problem-solving analytical capabilities with strong attention to detail.
Domain experience in insurance and / or financial industries.
Please let me know your interest in this position, availability to interview and start for this position along with a copy of your recent resume.
Read Less
ABSOLUTELY NO H1S OR 3RD PARTIES
THIS ROLE WILL BE ONSITE 5 DAYS PER WEEK IN NEW YORK CITY.
ROLE DESCRIPTION The Senior Systems Engineer is a senior-level technical consulting role responsible for architecting, implementing, securing, and supporting complex client environments. This role requires deep expertise across Microsoft 365, identity management, virtualization platforms, and enterprise infrastructure design within highly regulated industries. The Senior Systems Engineer operates as a technical leader within COMPANY’s consulting organization. The role involves designing secure environments from the ground up, leading infrastructure migrations and modernization initiatives, troubleshooting complex issues across identity, networking, and virtualization layers, and serving as a technical escalation point for consulting staff. This is a hands-on leadership role within a multi-client consulting environment requiring both strong technical depth and the ability to guide clients toward secure and well-architected solutions.
KEY RESPONSIBILITIES
Identity & Access Management
· Design and implement Microsoft 365 tenant environments aligned with secure baseline standards · Configure and administer Microsoft Entra ID (Azure Active Directory)
· Architect and implement Conditional Access policies and authentication controls
· Design hybrid identity architectures including Password Hash Sync (PHS), Pass-through Authentication (PTA), and federation models
· Administer and secure on-premises Active Directory environments including OU structure and Group Policy · Design authentication and authorization models appropriate for regulated client environments
Email & Collaboration Security
· Configure and troubleshoot email authentication protocols including SPF, DKIM, and DMARC
· Design and maintain Exchange Online mail flow configurations · Implement secure sharing policies within SharePoint Online and OneDrive
· Diagnose and resolve complex mail routing and delivery issues Endpoint & Device Management
· Configure and manage Microsoft Intune for endpoint and device management · Implement device compliance policies and application protection policies
· Integrate device compliance with Conditional Access enforcement
· Design secure access models for managed and unmanaged devices
Infrastructure & Virtualization
· Design and support virtualization platforms such as VMware or equivalent enterprise solutions
· Diagnose and resolve performance issues across compute, memory, storage, and networking layers
· Implement high availability, redundancy, and resilience strategies for infrastructure environments · Support Windows Server environments including domain controllers, file services, and Remote Desktop Services Backup & Disaster Recovery
· Architect backup and recovery strategies using 3-2-1 protection principles
· Implement immutable and offsite backup protections
· Design and validate disaster recovery procedures
· Lead recovery efforts during incident response situations Networking & Systems Troubleshooting · Troubleshoot DNS, routing, firewall, and connectivity issues across client environments
· Maintain strong understanding of Active Directory DNS architecture including SRV records
· Support integration with email gateways and third-party filtering platforms
· Diagnose multi-layer infrastructure issues affecting identity, networking, and application services 2 Project Leadership & Client Engagement
· Lead Microsoft 365 migrations including hybrid and cutover implementations
· Plan and execute tenant onboarding and infrastructure modernization initiatives
· Serve as technical lead on client projects and consulting engagements
· Develop documentation, architecture diagrams, and technical standards
· Serve as a technical liaison between COMPANY, client stakeholders, and third-party vendors Team Collaboration & Mentorship
· Serve as a technical escalation resource for Systems Engineers and consulting staff
· Mentor junior engineers and support knowledge transfer across the team
· Promote technical best practices and disciplined operational standards · Support the continued improvement of COMPANY’s consulting methodologies
Read LessTHIS ROLE WILL BE ONSITE 5 DAYS PER WEEK IN MIDTOWN MANHATTAN.
tax accountant with public accounting experience
Responsibilities will include:
· Preparation of Individual -HNW, Partnership and Corporate Income tax returns
· Preparation of Foreign filings including FBARs, Form 1116, 5471, 5472, etc.
· Understanding of FBAR reporting, PFIC reporting, and other foreign jurisdiction reporting a plus
· Preparation of sales tax returns for clients in various industries
· Preparation of Commercial rent tax returns for clients in various industries
· Reviewing and responding to government notices on client's behalf
· Prepare and analyze fixed asset and related depreciation schedules
· Analysis of income statement and balance sheet
· Prepare tax planning and estimates and become involved in planning for more complex clients
· Prepare quarterly and annual tax provision calculations, assist with related disclosures, test deferred tax balances and reconcile tax filings to the tax provision.
· Prepare research memoranda, written correspondence and guidance, and other documents for submission to the IRS or other tax authorities
Requirement:
· Bachelor's degree in accounting, finance or related field
· CPA and/or master's in taxation, a plus.
· Minimum 4-5 years' experience preparing tax returns in a CPA firm
· Candidate must have strong communication, organizational, and analytic skills
· Developing and maintaining excellent working relationship with all levels of clients
· Working knowledge of MS Excel and Word
· Knowledge of ProSystem Fx Tax, Engagement and/or Fixed Assets a plus
· Knowledge QuickBooks and/or Peachtree
· Bilingual in Italian, a plus
Read LessTHIS ROLE WILL BE ONSITE 5 DAYS PER WEEK IN PARSIPPANY, NJ.
Reinsurance company on behalf of their clients, and part of our services is to perform and provide financials for them on each entity they own. Each accountant on the team is assigned a certain number of clients, and they perform end-to-end accounting for each client's reinsurance company. The accountant are performing financials for multiple reinsurance entities. That being said, the accountant need to be strong in overall corporate accounting and have a deep understanding of accounting for insurance companies (premiums, cession statements, statutory, etc.).
Below are some quick highlights of must haves and role details:
Key must-haves:
Bachelor's Degree in Accounting is required*Accounting experience in the insurance industry required5+ years of corporate accounting experienceExperience preparing financials and owning the entire GL, financial statements, P&L, month-end close, balance sheet, journal entries, etc.Excellent and clear communication - they may act as a point of contact to our clients and communicate/present financials to themLocal/commutableCurrently in the process of transitioning into NetSuite as our new ERP system, so if they have experience with that platform, that is a great plus.
Job Summary:
The Accountant within the Insurance Accounting Department plays a pivotal role in managing the financial reporting for Provider Management Services (PMS) clients. This position is responsible for ensuring accurate and timely financial data is prepared and reviewed, including the preparation of monthly financial statements, balance sheets, and income statements. These statements are critical for management's review and decision-making. The Accountant will maintain a thorough understanding of each assigned client's financial status, enabling them to answer complex questions from both the client and internal teams, ensuring compliance with all accounting standards and regulations.
Duties/Responsibilities:
· Actively participate in the month-end close process for assigned clients, ensuring accurate preparation and/or review of both GAAP (Generally Accepted Accounting Principles) and Statutory financial statements.
· Collaborate with other departments to gather necessary data for closing the books, ensuring the timely completion of reports for internal and client management.
· Prepare and maintain detailed reconciliations for all general ledger accounts, ensuring that all balances are accurate and in compliance with financial reporting standards.
· Identify discrepancies and work proactively to resolve issues, ensuring all adjustments are properly documented.
· Review and reconcile bank statements monthly, including researching and investigating any unknown deposits, withdrawals, or other discrepancies.
· Ensure the timely resolution of any outstanding items, communicating effectively with both internal and external stakeholders as needed.
· Prepare and post monthly general ledger journal entries, ensuring they are supported by clear, concise descriptions and adequate documentation.
· Work closely with the offshore accounting team to ensure journal entries are accurate and properly classified.
· Review cession and loss experience reports prepared by the Reporting Team, ensuring accuracy and alignment with financial statements and records.
· Provide feedback and support to the Reporting Team for report improvements or adjustments.
· Assist with both external and internal audits by providing necessary documentation, explanations, and support during the audit process.
· Perform ad hoc financial analysis and special projects as needed, providing insights or solutions to unique client or internal accounting issues.
· Collaborate with other teams to complete these projects and ensure they align with organizational goals.
Required Experience & Qualifications:
· Bachelor's Degree in Accounting required.
· Minimum of 5+ years of experience in corporate accounting.
· Minimum of 1+ years of experience within the insurance industry.
· Must have strong technical accounting skills in financial statement preparation & analysis, general ledgers, P&L, balance sheets, revenue recognition, etc.
· Strong verbal and written communication skills are essential, including the ability to articulate complex financial data to both clients and management in a clear and concise manner.
· High proficiency in Microsoft Office Suite (Excel, Word, Outlook), NetSuite and other related financial software applications.
· Excellent interpersonal skills are needed to build and maintain effective relationships with clients, internal teams, and auditors, ensuring smooth collaboration across departments.
· Strong analytical skills and the ability to troubleshoot complex accounting problems, providing actionable insights or solutions.
· In-depth knowledge of Generally Accepted Accounting Principles (GAAP).
· Expertise in performing reconciliations, validating the accuracy of financial data, and ensuring that all account balances are in compliance with accounting standards.
· Superior Excel skills are a must, with advanced functions such as pivot tables, macros, and complex formulas being essential for day-to-day activities.
· A self-starter who takes ownership of tasks and follows through on initiatives, demonstrating reliability and initiative in all aspects of the role.
· Exceptional organizational skills and keen attention to detail are crucial to managing multiple tasks and deadlines effectively while maintaining the integrity of financial records.
· Ability to manage time efficiently, meet deadlines consistently, and prioritize tasks to ensure all financial reporting and accounting processes are completed on time.
· Ability to thrive in a fast-paced, dynamic environment while maintaining a high standard of work quality.
Read LessTHIS ROLE WILL BE ONSITE 4 DAYS PER WEEK IN MONTVALE, NJ.
We are seeking a detail-oriented and proactive Accounting Manager to support and oversee key accounting operations, including the monthly close, financial reporting, internal controls, audit support, M&A integration activities, and functional oversight of the Accounts Payable and Billing teams. This role will partner closely with the Controller, Director of Accounting, AP Manager, Billing Manager, and cross-functional stakeholders to drive financial accuracy, operational efficiency, process discipline, and a strong control environment. The ideal candidate is a strong technical accountant with demonstrated leadership capability, experience working in a fast-paced and asset-intensive environment, and the ability to balance hands-on accounting responsibilities with oversight of operational finance functions.
Essential Duties & Responsibilities:
Financial Close & Reporting
· Assist in overseeing the month-end close process, including coordination of AP, Billing, AR, accruals, subledger reconciliations, journal entries, account reconciliations, and financial reporting deliverables.
· Review and analyze financial results, balance sheet accounts, AP/AR activity, direct expense accruals, and operational trends to ensure completeness, accuracy, and timely resolution of issues.
· Partner with AP, Billing, Treasury, and Accounting team members to ensure recurring close activities, cash activity, customer billings, vendor payments, and subledger interfaces are appropriately recorded and reconciled.
· Support preparation of management reporting, variance analysis, weekly financial snapshots, cash flow reporting, and other analyses used by leadership to evaluate business performance.
· Record and reconcile monthly financial activity for foreign offices
· Prepare and review monthly cashflow activity
· Prepare quarterly financial statements for submission to Treasury
· Support any M&A initiatives with due diligence, purchase accounting and integration topics
· Provide support and assistance to Director and Controller for ad-hoc projects
Functional Oversight – Accounts Payable & Billing
· Provide oversight and direction to the Accounts Payable and Billing functions ensuring timely, accurate, and controlled execution of departmental responsibilities.
· Monitor key workflows, deliverables, reconciliations, aging items, and issue resolution to ensure alignment with accounting close deadlines, company policies, and operational objectives.
· Partner with the AP Manager, Billing Manager, Treasury, Operations, Sales, Credit & Collections, and Accounting leadership to resolve complex vendor, customer billing, cash application, credit memo, and reconciliation matters.
· Review and support the accuracy and completeness of AP, AR, Billing, and related subledger reconciliations, ensuring appropriate follow-up and resolution of reconciling items.
· Drive process improvements across source-to-pay and order-to-cash activities, including standardization, automation, documentation, control enhancement, and improved visibility into key operational metrics.
· Support the development and monitoring of key performance indicators for AP and Billing, including timeliness, accuracy, aging, unresolved items, and process exceptions.
Audit & Compliance
· Support year-end and interim U.S. audits, foreign statutory audits, and other compliance requirements, including preparation and coordination of audit schedules, support, and responses to auditor inquiries.
· Assist with annual internal controls testing, including walkthrough support, control documentation, review of design and operating effectiveness, evidence gathering, and remediation follow-up.
· Partner with process owners across Accounting, AP, Billing, Treasury, Operations, and IT to maintain accurate process narratives, risk and control matrices, and supporting control evidence.
· Identify control gaps, process inefficiencies, and opportunities to strengthen the control environment while balancing operational efficiency and audit readiness.
· Support implementation of internal control enhancements resulting from audit findings, business changes, system implementations, acquisitions, or process redesign.
Team Leadership & Development
· Provide leadership, coaching, and oversight to accounting team members and functional managers, including the AP Manager and Billing Manager, while promoting accountability, collaboration, and high-quality execution.
· Review team deliverables for accuracy, timeliness, completeness, and compliance with company policies, internal controls, and close deadlines.
· Support development of team members through coaching, performance feedback, training, process documentation, and cross-functional knowledge sharing.
· Foster a continuous improvement mindset across Accounting, AP, and Billing, encouraging proactive issue identification, ownership, and scalable solutions.
Process Improvement & Systems
· Lead and support continuous improvement initiatives across Accounting, AP, Billing, and related finance operations to improve accuracy, efficiency, scalability, and control.
· Identify manual processes, recurring issues, system limitations, and reporting gaps; recommend and implement practical process improvements and automation opportunities.
· Participate in ERP, billing, AP, reporting, and financial systems enhancements, including requirements gathering, user acceptance testing, data validation, documentation, and post-implementation support.
· Support finance transformation initiatives, including close acceleration, reporting automation, workflow standardization, and improved use of data and business intelligence tools.
Education / Experience:
· Bachelor's degree in Accounting
· CPA required
· 10-15+ years of progressive accounting experience and responsibilities
· Audit experience preferably from an accounting firm
· Experience supporting U.S. and international audits
· Exposure to foreign statutory reporting and tax compliance preferred
Qualifications / Skills:
· Experience over AP/Billing preferred
· Advanced skills in Microsoft Excel and business intelligence tools (PowerBI, Qlik)
· Strong knowledge of U.S. GAAP
· Familiar with General Ledger systems, FSM preferred
· Ability to multi-task in a fast paced environment
· Ability to understand and meet deadlines
Core Competencies:
· Strong analytical and problem-solving skills
· High attention to detail and commitment to accuracy
· Ability to manage multiple priorities and deadlines
· Effective communicator with cross-functional and international stakeholders
· Proactive, solutions-oriented mindset
· Strong partnering and collaboration skills requir
Read LessThe Americas Markets Middle Office (AMMO) supports a range of Fixed Income and Equities financing products, with this role dedicated to the expanding Residential Mortgage Finance (RMF) business. This position is accountable for overseeing Warehouse Finance operational processes while driving continuous improvements across systems, controls, and client service delivery.
The successful candidate will leverage strong knowledge of Residential Mortgage Finance, warehouse lending, and capital markets operations to support the continued growth of the RMF platform. This role will focus on optimizing operational workflows, enhancing scalability, strengthening the control framework, and partnering with key stakeholders to deliver efficient and effective business solutions.
Responsibilities
Oversee day-to-day warehouse lending operations, including fundings, paydowns, collateral onboarding, collateral releases, and facility maintenance.Review and validate borrowing base calculations, margin requirements, collateral eligibility, and facility utilization to ensure compliance with facility terms and internal procedures.Coordinate client funding requests, loan sales, payoffs, and other transaction-related activities, ensuring accurate and timely execution.Monitor reconciliations and exception management to ensure client activity, custodian records, and general ledger balances remain accurate and synchronized.Serve as a primary point of contact for clients, custodians, servicers, and internal stakeholders, resolving operational issues and responding to inquiries in a timely manner.Direct new client onboarding and warehouse facility setup, including account configuration, documentation review, testing, and implementation activities.Partner with Technology, Credit, Operations, and Business stakeholders to advance the RMF operating model, strengthen platform controls, and support the long-term evolution of systems, data flows, and governance.Requirements
Minimum of 5 years of experience in Residential Mortgage Finance, warehouse lending, with strong product knowledge and expertise in borrowing base calculations.Demonstrated understanding of MRA/PSL agreements and hands-on experience setting up, testing, and maintaining warehouse lending facilities, with exceptional attention to detail and a proven ability to identify discrepancies, validate complex calculations, and ensure accuracy across legal documentation and system configurations.Exceptional attention to detail with the ability to identify discrepancies, investigate root causes, and ensure the accuracy and completeness of collateral, funding, and financial data.Proven ability to effectively prioritize and manage multiple workstreams while ensuring accuracy, completeness, and timely execution in a highly controlled and deadline-driven environment.Advanced Microsoft Excel skills, including data analysis, reconciliation, and reporting; familiarity with SQL and ProMerit preferred.The Successful Profile
The ideal candidate is a detail-oriented, client-focused middle office professional with strong mortgage finance expertise, a control-minded approach, and the ability to translate operational complexity into scalable, well-governed processes.
Read Less Leading middle-market investment bank and full service broker-dealer.
Responsibilities:
• Prepare and/or review components of the daily Customer Reserve and PAB Reserve computations.
• Prepare and/or review elements of the firm's daily and monthly Net Capital calculations.
• Assist in the preparation and review of the FOCUS Report and other regulatory filings.
• Prepare and/or review monthly, quarterly, and annual regulatory reports, including the Supplemental Inventory Schedule
(SIS), Supplemental Liquidity Schedule (SLS), Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items
(Form OBS), Supplemental Statement of Income (SSOI) and Form Custody filings.
• Maintain documentation supporting the firm's internal control framework related to compliance with regulatory capital and
customer reserve requirements.
• Assist in ensuring regulatory reporting policies, procedures, and documentation remain current and compliant with
applicable requirements.
• Partner with internal and external auditors, regulators, and business stakeholders during audits and examinations.
• Support the evaluation of new business initiatives and transactions from a regulatory capital and customer reserve
perspective.
• Participate in special projects and other ad hoc assignments as needed.
Qualifications Required:
• Bachelor's degree in Accounting, Finance, or a related field; CPA or progress toward a professional accounting designation is
a plus.
• One to three years of accounting, financial reporting, regulatory reporting, audit, or related financial services experience.
• Experience within the securities industry or broker-dealer regulatory reporting environment is preferred, but not required.
• Familiarity with SEC Rule 15c3-1 (Net Capital), SEC Rule 15c3-3 (Customer Protection Rule), 17a-5 FOCUS reporting, or other
broker-dealer financial responsibility rules is preferred.
• Strong understanding of accounting principles and financial statement analysis.
• Advanced Excel skills and proficiency with Microsoft Office applications; ability to learn and utilize firm-specific systems and
reporting tools.
• Strong analytical, research, problem-solving, and organizational skills with attention to detail.
• Excellent written and verbal communication skills and the ability to work effectively across functions.
• Demonstrated ability to manage multiple priorities and meet recurring regulatory deadlines in a fast-paced environment
