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Ascendo Resources
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  • Chief Technology Officer (Fairfield County)  

    - Fairfield County
    Greenwich, Ct based role! A newly formed, Federal Reserveregulated de... Read More
    Greenwich, Ct based role! A newly formed, Federal Reserveregulated de novo bank focused on private credit and private equity investment activities for accredited investors. About the Role This executive leadership role is responsible for building and overseeing the banks technology strategy, architecture, and infrastructure from inception, ensuring secure, scalable, and compliant systems that support the institutions investment and operational activities. Responsibilities Define and execute the banks overall technology strategy, architecture, and roadmap. Lead the selection, implementation, and integration of core banking systems, investment operations platforms, data infrastructure, and third-party technology solutions. Establish technology governance, policies, and controls consistent with Federal Reserve supervisory expectations. Oversee cybersecurity, information security, data protection, and technology resilience across the institution. Partner with legal and compliance leadership to ensure technology systems support regulatory, privacy, and security requirements. Lead vendor evaluation, contracting, and oversight for all technology and fintech partners. Ensure operational readiness for technology-related regulatory examinations, audits, and supervisory reviews. Drive system documentation, change management, and technology risk remediation efforts as needed. Develop and deliver technology reporting and metrics for executive leadership and the Board. Leadership advanced degree preferred. 12+ years of progressive technology leadership experience within banking, fintech, alternative investments, or regulated financial institutions. Experience building or scaling technology platforms in a de novo bank or early-stage regulated environment strongly preferred. Strong understanding of technology requirements within a Federal Reserveregulated institution. Deep experience with core banking platforms, cloud infrastructure, data architecture, and systems integration. Demonstrated expertise in cybersecurity, information security, and regulatory technology controls. Proven ability to manage complex third-party technology and fintech vendor relationships. Executive-level communication skills with Boards, regulators, and senior leadership. Hands-on, pragmatic leadership style suited to a founding executive role. Read Less
  • Underwriting Manager - Credit Cards (Fort Lauderdale)  

    - Broward County
    The Underwriting Manager will lead the underwriting strategy and credi... Read More
    The Underwriting Manager will lead the underwriting strategy and credit risk framework for the companys credit card products. This role is responsible for developing underwriting policies, optimizing approval and pricing strategies, and ensuring portfolio performance aligns with growth and risk objectives in a fast-paced fintech environment. Key Responsibilities Own and evolve the underwriting strategy for consumer and/or small business credit card products Design, implement, and maintain credit policies, decisioning rules, and risk thresholds Oversee automated underwriting models and credit decision engines (rules-based and ML-driven) Partner with Data Science to enhance scorecards, risk models, and segmentation strategies Balance portfolio growth, approval rates, loss performance, and profitability targets Monitor portfolio performance, delinquency trends, charge-offs, and early warning indicators Lead credit policy testing, champion/challenger strategies, and continuous optimization Ensure underwriting practices comply with regulatory requirements (CFPB, Fair Lending, ECOA, FCRA, UDAAP) Collaborate with Product, Engineering, Compliance, Fraud, and Operations teams on new product launches Prepare and present credit performance reporting to executive leadership and investors Manage and mentor underwriting and credit risk team members Qualifications 5+ years of experience in underwriting or credit risk within credit cards, fintech, or consumer lending Deep understanding of credit card underwriting, risk-based pricing, and lifecycle credit management Experience with alternative data, bureau data, and modern fintech underwriting tools Strong knowledge of consumer credit regulations and fair lending standards Proven ability to operate in high-growth, data-driven environments Excellent analytical, communication, and stakeholder management skills Read Less
  • Senior Client Services Advisor  

    - King County
    About the Role Our client is looking for a Client Services Professiona... Read More
    About the Role Our client is looking for a Client Services Professional who is passionate about delivering an exceptional client experience and thrives in a fast-paced, collaborative environment. In this role, you’ll be the heartbeat of the advisory team — ensuring that every client interaction reflects the highest standards of service, precision, and care. You’ll partner closely with Client Advisors to provide seamless operational and administrative support while building trusted, long-term client relationships. From managing key projects to coordinating with investment, accounting, and operations teams, you’ll help ensure that each client’s needs are met with efficiency and excellence. You’ll also play a hands-on role in managing client accounts and web portals, maintaining accurate documentation, and liaising with clients’ external advisors — including CPAs and Estate Planning Attorneys — to deliver a truly holistic wealth management experience. Key Responsibilities Provide daily operational and administrative support to Client Advisors. Serve as the primary point of contact for client inquiries, resolving issues with professionalism and care. Build and maintain strong client relationships through proactive, white-glove service. Lead, organize, and track team projects from initiation through successful completion. Collaborate cross-functionally with investment, accounting, and operations teams to ensure seamless service delivery. Manage client web portals and educate clients on available tools and services. Coordinate with clients’ outside advisors (CPAs, attorneys, and other professionals) to deliver integrated financial solutions. Oversee account maintenance for new and existing clients — including document preparation, custodian communication, and regulatory compliance. Qualifications Bachelor’s degree (business or related field preferred). 5+ years of client service or administrative experience in the financial services industry. Series 65 license preferred. Proficiency in Microsoft Office Suite or Google Workspace ; Salesforce experience a plus. What You Bring A strong passion for client service and relationship building. Excellent communication and interpersonal skills. Superior organizational and time management abilities. A proactive, adaptable, and detail-oriented mindset. Great place to work! Unlimited PTO Lunch allowance for days in the office - $25.00 Hybrid 3/2 schedule Free Parking Read Less
  • Senior Client Services Advisor (Seattle)  

    - King County
    About the Role Our client is looking for a Client Services Professiona... Read More
    About the Role Our client is looking for a Client Services Professional who is passionate about delivering an exceptional client experience and thrives in a fast-paced, collaborative environment. In this role, youll be the heartbeat of the advisory team ensuring that every client interaction reflects the highest standards of service, precision, and care. Youll partner closely with Client Advisors to provide seamless operational and administrative support while building trusted, long-term client relationships. From managing key projects to coordinating with investment, accounting, and operations teams, youll help ensure that each clients needs are met with efficiency and excellence. Youll also play a hands-on role in managing client accounts and web portals, maintaining accurate documentation, and liaising with clients external advisors including CPAs and Estate Planning Attorneys to deliver a truly holistic wealth management experience. Key Responsibilities Provide daily operational and administrative support to Client Advisors. Serve as the primary point of contact for client inquiries, resolving issues with professionalism and care. Build and maintain strong client relationships through proactive, white-glove service. Lead, organize, and track team projects from initiation through successful completion. Collaborate cross-functionally with investment, accounting, and operations teams to ensure seamless service delivery. Manage client web portals and educate clients on available tools and services. Coordinate with clients outside advisors (CPAs, attorneys, and other professionals) to deliver integrated financial solutions. Oversee account maintenance for new and existing clients including document preparation, custodian communication, and regulatory compliance. Qualifications Bachelors degree (business or related field preferred). 5+ years of client service or administrative experience in the financial services industry. Series 65 license preferred. Proficiency in Microsoft Office Suite or Google Workspace ; Salesforce experience a plus. What You Bring A strong passion for client service and relationship building. Excellent communication and interpersonal skills. Superior organizational and time management abilities. A proactive, adaptable, and detail-oriented mindset. Great place to work! Unlimited PTO Lunch allowance for days in the office - $25.00 Hybrid 3/2 schedule Free Parking Read Less
  • Senior Fund Accountant  

    - Miami-Dade County
    Ascendo is presenting this opportunity in the financial services and i... Read More
    Ascendo is presenting this opportunity in the financial services and investment management industry. This is an amazing opportunity for a highly skilled and results-driven professional to join a firm that is on an upward trajectory. The ideal candidate will have 3+ years of comprehensive experience in fund accounting, including expertise in Net Asset Valuation (NAV) calculations across various fund structures (e.g., private equity, hedge funds, mutual funds). This critical role ensures the financial integrity of client portfolios and supports core investment and capital movement processes. We are seeking a proactive and detail-oriented individual ready to take ownership of complex accounting functions. Key Responsibilities Supervise and manage the accurate and timely calculation of Net Asset Values (NAVs) on a monthly and quarterly basis for diverse investment portfolios. Support the client onboarding process, ensuring smooth transitions related to investments, capital calls, and distribution procedures. Monitor trading activities and analyze associated costs to ensure adherence to agreements with counterparties. Oversee the preparation and coordination of information required for annual audit processes across all managed portfolios. Conduct detailed monthly reconciliations of client portfolios, verifying position levels with both clients and individual counterparties. Accurately record and process investment trades within the proprietary internal accounting systems on an ongoing basis. Qualifications 3+ years of professional experience in a fund accounting or fund administration capacity. Demonstrated knowledge of various financial instruments and fund structures, such as mutual funds, hedge funds, and private equity funds. Proven expertise in the comprehensive cycle of fund administration services. Exceptional attention to detail and strong analytical skills for granular position-level reconciliation. Familiarity with tracking and verifying compliance related to trading fees. Ability to manage deadlines and successfully contribute to the yearly audit preparation process. ALL RESUMES RECEIVED WILL REMAIN HIGHLY CONFIDENTIAL AND NOT RELEASED TO ANYONE WITHOUT YOUR CONSENT. Read Less
  • Investment Operations Associate  

    - Miami-Dade County
    Amazing Opportunity: Investment Operations Associate on an Upward Traj... Read More
    Amazing Opportunity: Investment Operations Associate on an Upward Trajectory Ascendo is excited to present this opportunity in the investment management industry. We are looking for a dedicated professional to join a premier, independently owned firm in Miami that manages the complex financial needs of prestigious families and institutions. This role is perfect for a highly intelligent and meticulous individual who possesses a deep-rooted understanding of investment principles and thrives in a high-stakes, collaborative environment. The ideal candidate will have 5+ years of experience in specialized financial roles like private banking or investment advisory, coupled with a proactive mindset and the ability to operate with the utmost discretion. Responsibilities: Facilitate the seamless delivery of services to ultra-high net worth clients by acting as a primary liaison between internal departments and external partners. Oversee the administration and tracking of trade pipelines to ensure all execution steps are completed accurately and efficiently. Assist with the creation and implementation of sophisticated investment strategies tailored to specific client needs and cash requirements. Manage high-level communications and inquiries to ensure that all client and counterparty requests are handled with precision. Support senior leadership in optimizing daily workflows and coordinating internal resources to maximize firm productivity. Qualifications: 5+ years of professional experience within financial services, specifically in roles such as client services, investment advice, or buy-side analysis. Fluency in both English and Spanish is required to effectively serve a diverse international client base. Exceptional proficiency in standard business productivity software, particularly advanced functions in spreadsheets and presentation tools. Proven ability to manage complex projects with extreme attention to detail and superior organizational skills. A university degree focused on finance, business administration, or accounting. A humble and inquisitive professional demeanor with a commitment to long-term career growth. Benefits: Comprehensive health and medical insurance options. Company-sponsored retirement savings plans. Performance-based incentive programs and a highly competitive salary structure. Robust professional development and extensive training within the firm. ALL RESUMES RECEIVED WILL REMAIN HIGHLY CONFIDENTIAL AND NOT RELEASED TO ANYONE WITHOUT YOUR CONSENT. Read Less
  • Operations Associate - Broker Dealer  

    - Broward County
    Position Summary: We are seeking a detail-oriented and reliable Operat... Read More
    Position Summary: We are seeking a detail-oriented and reliable Operations Associate to join our Operations team. This individual will play a key role in supporting daily cash movement functions, ensuring the timely and accurate processing of incoming and outgoing funds, wires, checks, and ACH transfers. The ideal candidate will have prior experience in a broker-dealer environment and a strong understanding of FINRA/SEC regulations. Key Responsibilities: Process and reconcile daily cash transactions including incoming/outgoing wires, ACH transfers, and check deposits. Monitor and manage firm and client funding requests, ensuring all movements are properly documented and compliant. Collaborate with internal teams such as compliance, operations, and client service to resolve discrepancies or funding issues. Maintain accurate records of all cashiering activities in accordance with regulatory and internal audit requirements. Assist with daily and monthly reconciliations of client accounts and firm bank accounts. Support onboarding of new clients from a funding and cash management perspective. Ensure all cashiering processes follow anti-money laundering (AML) and Know Your Customer (KYC) protocols. Qualifications: 2+ years of experience in cashiering or operations within a broker-dealer or financial institution. Working knowledge of industry platforms (e.g., Pershing, NFS, or similar clearing firms) preferred. Familiarity with SEC, FINRA, and AML regulations as they pertain to funds movement. Strong attention to detail and organizational skills. Ability to work in a fast-paced environment and meet time-sensitive deadlines. Proficient in Microsoft Excel and general office software. Read Less
  • IT Manager - Financial Services  

    - Miami-Dade County
    We are seeking an experienced IT Director to oversee our firm's techno... Read More
    We are seeking an experienced IT Director to oversee our firm's technology infrastructure and ensure it efficiently and securely supports our business operations. This role requires a strong focus on compliance, cybersecurity, and strategic IT alignment within the financial services industry. Key Responsibilities Oversee the firm's entire IT infrastructure, including managing the relationship with our Managed Service Provider (MSP) and all third-party technology vendors. Serve as the main escalation point for all technology-related issues and incidents, working closely with the MSP. Lead the development, selection, and implementation of new hardware and software to improve operational efficiency. Manage the IT budget to ensure cost-effective technology solutions Develop and enforce robust cybersecurity measures to safeguard sensitive firm data. Proactively assess and mitigate technology-related risks. Manage relationships with all technology vendors, holding them accountable for performance, security standards, and service terms. Identify opportunities for technological innovation that align with the firm's business goals. Participate in committee and executive-level discussions, providing expert input and regular reports on IT initiatives. Skills and Experience Bachelor of Science in IT, Computer Science, MIS, or a related field. 5+ years of experience in Information Technology; experience in the financial services industry is preferred. Proficiency in network administration, cybersecurity, cloud computing, and IT infrastructure management. Strong understanding of the specific IT needs and regulatory requirements for financial advisory firms. Proven ability to align IT strategy with overall business objectives. Read Less
  • Investment Operations Associate (Miami)  

    - Miami-Dade County
    Amazing Opportunity: Investment Operations Associate on an Upward Traj... Read More
    Amazing Opportunity: Investment Operations Associate on an Upward Trajectory Ascendo is excited to present this opportunity in the investment management industry. We are looking for a dedicated professional to join a premier, independently owned firm in Miami that manages the complex financial needs of prestigious families and institutions. This role is perfect for a highly intelligent and meticulous individual who possesses a deep-rooted understanding of investment principles and thrives in a high-stakes, collaborative environment. The ideal candidate will have 5+ years of experience in specialized financial roles like private banking or investment advisory, coupled with a proactive mindset and the ability to operate with the utmost discretion. Responsibilities: Facilitate the seamless delivery of services to ultra-high net worth clients by acting as a primary liaison between internal departments and external partners. Oversee the administration and tracking of trade pipelines to ensure all execution steps are completed accurately and efficiently. Assist with the creation and implementation of sophisticated investment strategies tailored to specific client needs and cash requirements. Manage high-level communications and inquiries to ensure that all client and counterparty requests are handled with precision. Support senior leadership in optimizing daily workflows and coordinating internal resources to maximize firm productivity. Qualifications: 5+ years of professional experience within financial services, specifically in roles such as client services, investment advice, or buy-side analysis. Fluency in both English and Spanish is required to effectively serve a diverse international client base. Exceptional proficiency in standard business productivity software, particularly advanced functions in spreadsheets and presentation tools. Proven ability to manage complex projects with extreme attention to detail and superior organizational skills. A university degree focused on finance, business administration, or accounting. A humble and inquisitive professional demeanor with a commitment to long-term career growth. Benefits: Comprehensive health and medical insurance options. Company-sponsored retirement savings plans. Performance-based incentive programs and a highly competitive salary structure. Robust professional development and extensive training within the firm. ALL RESUMES RECEIVED WILL REMAIN HIGHLY CONFIDENTIAL AND NOT RELEASED TO ANYONE WITHOUT YOUR CONSENT. Read Less
  • Operational Specialist (Fort Lauderdale)  

    - Broward County
    We are seeking a driven and meticulous professional for this Up-and-Co... Read More
    We are seeking a driven and meticulous professional for this Up-and-Coming Wealth Management Operations Specialist role with Fantastic Benefits. Our client is looking for a dedicated team member to join their expanding operations department and ensure the highest level of precision in client service. The ideal candidate will bring 2+ years of dedicated experience within a broker-dealer or wealth management firm, specifically showcasing fund transfers and account administration to help drive the firm's continued growth. Responsibilities: Manage the end-to-end processing of client money movements including ACH transfers and wire domestic/international distributions. Oversee the administration of account opening documentation and ensure all records remain current and compliant. Coordinate with internal advisors to streamline the execution of daily operational tasks and account maintenance. Verify financial data and transaction details to maintain the integrity of the wealth management platform. Resolve complex processing inquiries related to account status and fund movements. Qualifications: 2+ years of professional experience specifically within the wealth management or financial services sector. Direct background working within a broker-dealer environment. Demonstrated expertise in handling money movements such as wires and ACH processing. Solid experience managing account documentation and the account opening lifecycle. Strong organizational skills with a focus on accuracy in a fast-paced financial setting. Benefits: Competitive health and dental coverage Company-sponsored retirement savings options Professional development and internal growth paths Supportive team environment with a hybrid work structure ALL RESUMES RECEIVED WILL REMAIN HIGHLY CONFIDENTIAL AND NOT RELEASED TO ANYONE WITHOUT YOUR CONSENT. Read Less

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